0001519418-11-000002.txt : 20110610 0001519418-11-000002.hdr.sgml : 20110610 20110610141654 ACCESSION NUMBER: 0001519418-11-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110610 DATE AS OF CHANGE: 20110610 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CBOE Holdings, Inc. CENTRAL INDEX KEY: 0001374310 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 205446972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85558 FILM NUMBER: 11905343 BUSINESS ADDRESS: STREET 1: 400 SOUTH LASALLE CITY: CHICAGO STATE: IL ZIP: 60605 BUSINESS PHONE: 312 786 7200 MAIL ADDRESS: STREET 1: 400 SOUTH LASALLE CITY: CHICAGO STATE: IL ZIP: 60605 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Kinetics LLC CENTRAL INDEX KEY: 0001519418 IRS NUMBER: 450642972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-291-2300 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 SC 13G 1 horizonthirteengcboe.txt HORIZONTHIRTEENGCBOE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Issuer-CBOE Holdings, Inc. Securities Class-common CUSIP Number-12503M108 Event Requiring Filing -May 2011 Filed pursuant to Rule 13d-1(b) CUSIP Number 12503M108 Reporter- Horizon Kinetics LLC Tax ID#45-0642972 Place of Organization-Delaware Number of Shares-sole voting power-10,857,166 Sole dispositive power-10,857,166 Amount beneficially owned-10,857,166 Percent of Class represented by above-20.9618% Type of Reporting Person-HC Name of Issuer-CBOE Holdings, Inc. Address of Issuer-400 South LaSalle Street, Chicago, Illinois 60605 Name of Person Filing-Horizon Kinetics LLC Address -470 Park Avenue South, 4th Floor South, NY, NY, 10016 Citizenship-Delaware Securities Class-common stock Filing re Section 240.13d-1(b) by investment adviser under Section 240.13d-1(b)(1)(ii)(E). Amount beneficially owned-10,857,166 Percent of class-20.9618% sole voting power-10,857,166 shared power to vote or direct the vote-0 sole power to dispose/direct the disposition-10,857,166 shared power to dispose/direct the disposition-0 Reporter-Horizon Asset Management, LLC Tax ID #13-3776334 Place of Organization-Delaware Number of Shares-sole voting power-5,848,094 sole dispositive power-5,848,094 amount beneficially owned-5,848,094 percent of class represented by above-11.291% type of reporting person-IA Name of Issuer-CBOE Holdings, Inc. Address of Issuer-400 South LaSalle Street, Chicago, Illinois 60605 Name of Person Filing-Horizon Asset Management, LLC Address-470 Park Avenue South, 4th Floor South, NY, NY 10016 Citizenship-Delaware Securities Class-common stock Filing re Section 240.13d-1(b) by investment adviser under Section 240.13d-1(b)(1))ii) (E) Amount beneficially owned-5,848,094 percent of class 11.291% sole voting power-5,848,094 shared power to vote or direct the vote-0 sole power to dispose/direct the disposition-5,848,094 shared power to dispose/direct the dispostion-0 Certification pursuant to Section 240.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date-June 10, 2011 Signature-Andrew M. Fishman Title-Associate General Counsel EXHIBIT A This joint filing agreement dated JUne 10, 2011 is by and among Horizon Kinetics LLC and Horizon Asset Management, LLC ("the Filing Persons"). Each of the filing persons may be required to file with the United States Securities and Exchange Commission a statement on Schedule G with respect to the common stock of Texas Pacific Land Trust beneficially owned by them from time to time. Pursuant to and in accordance with Rule 13(d)(1) (k) promulgated under the Securities Exchange Act of 1934, as amended, the Filing Persons hereby agree to file a single statement on Schedule G and any amendments thereto on behalf of each such parties, and hereby further agree to file this Joint Filing Agreement as an exhibit to such statement, as required by such rule. This joint filing agreement may be terminated by any of filers upon one week's written notice or such lesser period of notice as the Filing Persons many mutually agree. Horizon Kinetics LLC and Horizon Asset Management,LLC by Andrew M. Fishman, Associate General Counsel of each. June 10, 2011